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Dee-Ann Roth Fox

Dee-Ann R. Fox, Cfp

New York, NY

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Current Employers
Dee-Ann R. Fox, Cfp

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-24
  • NY RA
    APPROVED
    Since 2021-05-24

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dee-Ann R. Fox, Cfp New York NY 11/1998 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-29
  • S63 Uniform Securities Agent State Law Examination
    1995-06-29
Designations
Other Names
  • Deeann Ciel Roth
  • Deeann Roth Kinard

View on SEC IAPD

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