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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-08-14
WA RA APPROVED 2015-08-14
  • TX RA
    APPROVED_RES
    Since 2015-08-14
  • WA RA
    APPROVED
    Since 2015-08-14

Branch Locations

235 Front St Se Ste 400, Salem, OR 97301 • United States

Salem, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Salem OR 08/2015 03/2020
Ameriprise Financial Services, Llc Salem OR 03/2020 Present
Previous Registrations
  • 2012-04-11 → 2015-08-14
    Jhs Capital Advisors, Llc
    Summit, NJ
    Portland, OR
    Tampa, FL
    Salem, OR
    Phoenix, OR
    Portland, OR
    Tampa, FL
  • 2002-10-24 → 2012-04-11
    Paulson Investment Company Llc
    Salem, OR
Other Businesses

Real Estate Ownership; Lot/Land; 1234, , Sandpoint, ID, 83864; Not Investment-Related; 07/03/2023 / Lot/Land; 13052 State Highway 42 Camas Valley 97416, ,; Not Investment-Related; 01/25/2018 / Commercial; 235 Front ST SE , , Salem, OR, 97301; Not Investment-Related; 11/03/2015. Independent Insurance Brokering; Aviva/Athene; 05/05/2010; / Lincoln Benefit Life; 05/08/2003; / Standard Insurance; 12/11/2008; / Lincoln Financial; 03/09/2009; / Security Benefit Life; 02/01/2013; . Business Ownership; James Sturdivant Franchise; Owner of the Franchise; James Sturdivant Franchise is a sole proprietorship which is used for income paid directly from Ameriprise.; 235 Front ST SE Suite 400 Salem, OR 97301, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / JOS Investments, LLC.; Owner & manager of entity.; JOS Investments is an LLC setup for personal business expenses related to investments. This entity is an LLC taxed as an S-Corp for tax purposes and only pays personal business expenses not office expenses.; 235 Front ST SE Suite 400 Salem, OR 97301, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Family Tree Real Estate LLC; Owner; Real Estate; 370 W Joy Street, , Lebanon, OR, 97344; Not Investment-Related; 01/12/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Dutchman Butte Mining, LLC; Co-owner; The business is a Rock Quarry. We will crush rock and sell various sizes of rock to the public.; 470 53rd Ave NW, , Salem, OR, 97304; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / Monarch Vista LLC; Co-owner; LLC That owns a vacation home. The lot is currently co-owned with Chris Ueeck and reported in Outside Activity Real Estate Ownership (4); Monarch Vista Point Lot 7, , Sagle, ID, 83860; Not Investment-Related; 04/01/2025; 0 hours per month; 0 during trading hours / Park Front, LLC.; Co-owner; LLC That's owns investment property and future office building; 235 Front ST SE, , Salem, OR, 97301; Not Investment-Related; 11/03/2015; 1 to 9 hours per month; 0 during trading hours / The Riverview Group, LLC; Co-owner; Manage Ameriprise Business; 235 Front St SE Suite 400, , Salem, OR, 97301; Investment-Related; 02/21/2024; 10 to 19 hours per month; 1 to 9 during trading hours / Cedar River, LLC; Co-owner; Real Estate; Joy Street, , Lebanon, OR, 97355; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Salem Alliance Church; Finance Committee Member; 555 Gaines Street NE, , Salem, OR, 97301; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-12
S63 Uniform Securities Agent State Law Examination 1995-06-23
  • S65 Uniform Investment Adviser Law Examination
    1999-03-12
  • S63 Uniform Securities Agent State Law Examination
    1995-06-23
Other Names
  • James O E Sturdivant
  • James Sturdivant

View on SEC IAPD

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