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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-14 |
| WA | RA | APPROVED | 2015-08-14 |
Branch Locations
235 Front St Se Ste 400, Salem, OR 97301 • United States
Salem, OR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Salem | OR | 08/2015 | 03/2020 |
| Ameriprise Financial Services, Llc | Salem | OR | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 1234, , Sandpoint, ID, 83864; Not Investment-Related; 07/03/2023 / Lot/Land; 13052 State Highway 42 Camas Valley 97416, ,; Not Investment-Related; 01/25/2018 / Commercial; 235 Front ST SE , , Salem, OR, 97301; Not Investment-Related; 11/03/2015. Independent Insurance Brokering; Aviva/Athene; 05/05/2010; / Lincoln Benefit Life; 05/08/2003; / Standard Insurance; 12/11/2008; / Lincoln Financial; 03/09/2009; / Security Benefit Life; 02/01/2013; . Business Ownership; James Sturdivant Franchise; Owner of the Franchise; James Sturdivant Franchise is a sole proprietorship which is used for income paid directly from Ameriprise.; 235 Front ST SE Suite 400 Salem, OR 97301, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / JOS Investments, LLC.; Owner & manager of entity.; JOS Investments is an LLC setup for personal business expenses related to investments. This entity is an LLC taxed as an S-Corp for tax purposes and only pays personal business expenses not office expenses.; 235 Front ST SE Suite 400 Salem, OR 97301, ,; Not Investment-Related; 01/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Family Tree Real Estate LLC; Owner; Real Estate; 370 W Joy Street, , Lebanon, OR, 97344; Not Investment-Related; 01/12/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Dutchman Butte Mining, LLC; Co-owner; The business is a Rock Quarry. We will crush rock and sell various sizes of rock to the public.; 470 53rd Ave NW, , Salem, OR, 97304; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / Monarch Vista LLC; Co-owner; LLC That owns a vacation home. The lot is currently co-owned with Chris Ueeck and reported in Outside Activity Real Estate Ownership (4); Monarch Vista Point Lot 7, , Sagle, ID, 83860; Not Investment-Related; 04/01/2025; 0 hours per month; 0 during trading hours / Park Front, LLC.; Co-owner; LLC That's owns investment property and future office building; 235 Front ST SE, , Salem, OR, 97301; Not Investment-Related; 11/03/2015; 1 to 9 hours per month; 0 during trading hours / The Riverview Group, LLC; Co-owner; Manage Ameriprise Business; 235 Front St SE Suite 400, , Salem, OR, 97301; Investment-Related; 02/21/2024; 10 to 19 hours per month; 1 to 9 during trading hours / Cedar River, LLC; Co-owner; Real Estate; Joy Street, , Lebanon, OR, 97355; Not Investment-Related; 05/01/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Salem Alliance Church; Finance Committee Member; 555 Gaines Street NE, , Salem, OR, 97301; Not Investment-Related; 03/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-23 |
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