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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-05-19 |
| FL | RA | APPROVED | 2011-11-28 |
| TX | RA | APPROVED_RES | 2011-11-22 |
Branch Locations
100 North Tampa Street Suite 3000, Tampa, FL 33602 • United States
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609 • United States
18302 Highwoods Preserve Pkwy Suite 100, Tampa, FL 33647 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tampa | FL | 11/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. CARROLLBROOK LANE; RENTAL PORPERTY; OWNER; TAMPA, FL; .5 AFTER BUSINESS; 0 DURING BUSINESS; 01/2008*** 2. *190152 - Walters Capital, LLC; Investment related-Yes; Tampa, Florida; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2013; During business hours: 0; After business hours: 2; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-27 |
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