James Gerard Palumbo

Employer firm

Global Wealth, LLC CRD 321775

$17.9M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Global Wealth, Llc

Alamo, TX • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2022-09-30
TX	RA	APPROVED_RES	2022-09-29

CO RA
APPROVED

Since 2022-09-30
TX RA
APPROVED_RES

Since 2022-09-29

Branch Locations

Alamo, TX • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Oxford Asset Management, Llc	Mcallen	TX	11/1995	03/2018
Dynamic Advisor Solutions, Llc	Phoenix	AZ	04/2018	07/2022
Global Wealth, Llc	Colorado Springs	CO	05/2022	Present

11/1995 → 03/2018

Oxford Asset Management, Llc

Mcallen, TX
04/2018 → 07/2022

Dynamic Advisor Solutions, Llc

Phoenix, AZ
05/2022 → Present

Global Wealth, Llc

Colorado Springs, CO

Previous Registrations

2018-03-13 → 2022-07-21

Dynamic

Mcallen, TX
2003-09-08 → 2018-05-09

Oxford Asset Management, Llc

Mcallen, TX

South Padre Island, TX

Brownsville, TX

Cedar Park, TX

Lago Vista, TX

Mcallen, TX

Other Businesses

1. Author and publisher of approximately 6 books at present on which I receive some royalties, currently less than $10,000 per year/non-investment related; 2. I serve several non-profit organizations as director or president--all are uncompensated volunteer positions at present.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-12-18

S63 Uniform Securities Agent State Law Examination

1995-12-18

View on SEC IAPD