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Current Employers
Portside Wealth Group, Llc

3507 N University Ave Suite 150, Provo, UT 84604 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-20
UT RA APPROVED 2023-04-25
  • TX RA
    APPROVED_RES
    Since 2024-02-20
  • UT RA
    APPROVED
    Since 2023-04-25

Branch Locations

4055 S 700 E Suite 207, South Jordan, UT 84095 • United States

3507 N University Ave Suite 150, Provo, UT 84604 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegis Investment Services Idaho Falls ID 05/2015 02/2019
Allegis Investment Advisors Idaho Falls ID 05/2015 05/2018
Townsquare Capital Llc Provo UT 03/2018 06/2023
Dfpg Investments, Inc Sandy UT 03/2019 04/2023
Johnstonrogers Financial Advisors Millcreek UT 05/1995 Present
The Leaders Group Inc Littleton CO 04/2023 Present
Portside Wealth Group Provo UT 04/2023 Present
  • 05/2015 → 02/2019
    Allegis Investment Services
    Idaho Falls, ID
  • 05/2015 → 05/2018
    Allegis Investment Advisors
    Idaho Falls, ID
  • 03/2018 → 06/2023
    Provo, UT
  • 03/2019 → 04/2023
    Dfpg Investments, Inc
    Sandy, UT
  • 05/1995 → Present
    Johnstonrogers Financial Advisors
    Millcreek, UT
  • 04/2023 → Present
    The Leaders Group Inc
    Littleton, CO
  • 04/2023 → Present
    Portside Wealth Group
    Provo, UT
Previous Registrations
  • 2018-04-04 → 2023-06-23
    Lehi, UT
    South Jordan, UT
    Salt Lake City, UT
    Millcreek, UT
  • 2015-06-05 → 2018-05-03
    Allegis Investment Advisors, Llc
    South Jordan, UT
    Idaho Falls, ID
  • 2004-08-12 → 2015-06-02
    Salt Lake City, UT
    Murray, UT
  • 2002-08-05 → 2004-07-02
    Integrated Wealth Management, Llc
    Salt Lake City, UT
  • 1997-04-09 → 2002-08-02
    Osaic Fa, Inc.
    Salt Lake City, UT
Other Businesses

1.) JOHNSTONROGERS FINANCIAL ADVISORS - 5/1/1995 - 4055 S 700 E, #207, Millcreek, UT 84107, Agent, Shop life insurance and annuities for specific clients needs, Not Invt Rel, Insurance business, 2 hrs/mo; 2 hrs/mo (during trading hours). 2.) PORTSIDE WEALTH GROUP, LLC - 04/2023 - 4055 S 700 E SUITE 207 SOUTH JORDAN UT 84095, IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) OXFORD PORTFOLIO MANAGEMENT - 1/1/2026 - 4055 S 700 E, suite 207, East Millcreek, UT 84107 - Managing member of LLC, Portfolio design, portfolio management and related marketing, Invt Rel, 50 hrs/mo; 25 hrs/mo (during trading hours)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-11
S63 Uniform Securities Agent State Law Examination 1995-07-07
  • S65 Uniform Investment Adviser Law Examination
    1995-09-11
  • S63 Uniform Securities Agent State Law Examination
    1995-07-07
Other Names
  • Jeremy R Johnston

View on SEC IAPD

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