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3507 N University Ave Suite 150, Provo, UT 84604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-20 |
| UT | RA | APPROVED | 2023-04-25 |
Branch Locations
4055 S 700 E Suite 207, South Jordan, UT 84095 • United States
3507 N University Ave Suite 150, Provo, UT 84604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allegis Investment Services | Idaho Falls | ID | 05/2015 | 02/2019 |
| Allegis Investment Advisors | Idaho Falls | ID | 05/2015 | 05/2018 |
| Townsquare Capital Llc | Provo | UT | 03/2018 | 06/2023 |
| Dfpg Investments, Inc | Sandy | UT | 03/2019 | 04/2023 |
| Johnstonrogers Financial Advisors | Millcreek | UT | 05/1995 | Present |
| The Leaders Group Inc | Littleton | CO | 04/2023 | Present |
| Portside Wealth Group | Provo | UT | 04/2023 | Present |
1.) JOHNSTONROGERS FINANCIAL ADVISORS - 5/1/1995 - 4055 S 700 E, #207, Millcreek, UT 84107, Agent, Shop life insurance and annuities for specific clients needs, Not Invt Rel, Insurance business, 2 hrs/mo; 2 hrs/mo (during trading hours). 2.) PORTSIDE WEALTH GROUP, LLC - 04/2023 - 4055 S 700 E SUITE 207 SOUTH JORDAN UT 84095, IAR, Invt Rel, RA business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3.) OXFORD PORTFOLIO MANAGEMENT - 1/1/2026 - 4055 S 700 E, suite 207, East Millcreek, UT 84107 - Managing member of LLC, Portfolio design, portfolio management and related marketing, Invt Rel, 50 hrs/mo; 25 hrs/mo (during trading hours)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-07 |
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