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Robert David Brown

Core Alpha, Inc.

Rochester, NY

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Current Employers
Core Alpha, Inc.

1701 Chili Avenue, Rochester, NY 14624 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-05
  • NY RA
    APPROVED
    Since 2021-08-05

Branch Locations

1701 Chili Avenue, Rochester, NY 14624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Financial Network Newark DE 11/2006 09/2017
Nationwide Securities, Inc. Rochester NY 08/2008 09/2017
Mutual Funds Associates Rochester NY 09/2017 Present
Nationwide Securities Llc Rochester NY 11/2006 09/2017
Mutual Funds Associates Rochester NY 09/2017 Present
Accu-Vest Planning Rochester NY 09/2017 Present
Core Alpha, Inc. Rochester NY 11/2019 Present
  • 11/2006 → 09/2017
    Nationwide Financial Network
    Newark, DE
  • 08/2008 → 09/2017
    Nationwide Securities, Inc.
    Rochester, NY
  • 09/2017 → Present
    Mutual Funds Associates
    Rochester, NY
  • 11/2006 → 09/2017
    Nationwide Securities Llc
    Rochester, NY
  • 09/2017 → Present
    Mutual Funds Associates
    Rochester, NY
  • 09/2017 → Present
    Accu-Vest Planning
    Rochester, NY
  • 11/2019 → Present
    Core Alpha, Inc.
    Rochester, NY
Other Businesses

Insurance License LA-800654

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-12
S63 Uniform Securities Agent State Law Examination 1995-07-19
  • S65 Uniform Investment Adviser Law Examination
    2019-11-12
  • S63 Uniform Securities Agent State Law Examination
    1995-07-19
Other Names
  • Robert David Brown
  • Robert David Brown

View on SEC IAPD

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JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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