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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-20 |
| TX | RA | APPROVED_RES | 2016-11-15 |
| WI | RA | APPROVED | 2001-07-24 |
Branch Locations
N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States
Wauwatosa, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Milwaukee | WI | 02/1995 | Present |
| Robert W Baird &Co | Milwaukee | WI | 07/2001 | Present |
Name: WCCF; Investment-related; Address: 2727 N. Grandview Blvd, Ste. 122, Waukesha, WI 53188; Nature: Charitable; Role: Board Member; Start Date: 06/2016; Appx hrs: 3 hours / month; Hrs during trading: 2; Duties: Past Chair of Governance Committee, Outreach, education
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1996-07-03 |
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