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Kathleen Ann Zarella

Charles Schwab & Co., Inc.

Wayne, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-06-16
  • PA RA
    APPROVED
    Since 2011-06-16

Branch Locations

200 West Lancaster Ave, Wayne, PA 19087-4046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Wayne PA 05/2011 Present
Charles Schwab Bank, Ssb Wayne PA 05/2011 Present
Previous Registrations
  • 2008-11-24 → 2010-10-26
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Phoenix, AZ
  • 2008-10-23 → 2008-11-05
    J.P. Morgan Securities Llc
    Phoenix, AZ
  • 2007-04-30 → 2008-10-01
    J.P. Morgan Securities Inc.
    Scottsdale, AZ
  • 2005-04-14 → 2005-10-24
    J.P. Morgan Asset Management
    Columbus, OH
  • 2004-03-31 → 2005-01-05
    Td Ameritrade, Inc.
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-27
S63 Uniform Securities Agent State Law Examination 1995-08-21
  • S66 Uniform Combined State Law Examination
    2004-03-27
  • S63 Uniform Securities Agent State Law Examination
    1995-08-21
Other Names
  • Kathleen Ann Finnin
  • Kathleen Ann Fratangeli

View on SEC IAPD

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TODOROW CAPITAL PARTNERS LLC
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ACT CAPITAL MANAGEMENT, LLC
FOCUS PARTNERS WEALTH, LLC
THE ASCENT GROUP, LLC

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JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
FOCUS PARTNERS WEALTH, LLC · Wayne, PA
THE ASCENT GROUP, LLC · WAYNE, PA

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