David M Gash

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-10-14

NJ RA
APPROVED

Since 2016-10-14

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Unemployed	Hopewell	NJ	09/2015	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	09/2016	Present

09/2015 → 09/2016

Unemployed

Hopewell, NJ
09/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Previous Registrations

2010-09-21 → 2016-01-04

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

New York, NY

Pennington, NJ

Pennington, NJ

Pennington, NJ

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-09-09
S63	Uniform Securities Agent State Law Examination	1995-06-29

S66 Uniform Combined State Law Examination

2010-09-09
S63 Uniform Securities Agent State Law Examination

1995-06-29

Other Names

David Mark Gash
David M Gash
David Gash

View on SEC IAPD