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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-08-29
  • GA RA
    APPROVED
    Since 2014-08-29

Branch Locations

37 W. Fairmont Avenue Suite 211, Savannah, GA 31406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2014 06/2020
Equitable Advisors, Llc New York NY 05/2014 Present
Previous Registrations
  • 2013-02-13 → 2014-05-23
    Hilton Head Island, SC
    Savannah, GA
    Savannah, GA
  • 2005-07-27 → 2013-02-13
    Morgan Keegan & Company, Llc
    Hilton Head, SC
    Savannah, GA
    Savannah, GA
  • 2005-01-13 → 2005-07-28
    Truist Investment Services, Inc.
    Savannah, GA
Other Businesses

OUTSIDE INSURANCE SAVANNAH YACHT CLUB BOARD OF STEWARDS, BRADLEY POINT ROAD, SAVANNAH GA 31410, BOARD MEMBER - YOUTH COMMITTE CHAIR, 08/29/2022, ORGANIZE YOUTH ACTIVITIES AND CONSULT ON CLUB POLICIES. 4 HOURS PER MONTH, 0-COMPENSATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-28
S63 Uniform Securities Agent State Law Examination 1996-11-26
  • S65 Uniform Investment Adviser Law Examination
    2014-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-11-26
Other Names
  • William Long Lynch

View on SEC IAPD

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