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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2013-05-21
  • WI RA
    APPROVED
    Since 2013-05-21

Branch Locations

11270 W Park Place Suite 100, Milwaukee, WI 53224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2005 Present
Uw Whitewater Whitewater WI 09/2002 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/2005 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 06/2005 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2002 → Present
    Uw Whitewater
    Whitewater, WI
  • 12/2005 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1.MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. ASSITANT HEAT DIRECTOR, MEQUON THIENSEVILLE LITTLE LEAGUE/MEQUON HEAT, PO BOX 633, MEQUON, , WISCONSIN, 53092, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 10/14/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 6-20, ORGANIZING TOURNAMENT, ORGANIZING TRYOUTS, COMMUNICATION WITH TEAMS/LITTLE LEAGUE, SCHEDULING. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-20
S63 Uniform Securities Agent State Law Examination 2006-05-22
  • S65 Uniform Investment Adviser Law Examination
    2013-05-20
  • S63 Uniform Securities Agent State Law Examination
    2006-05-22

View on SEC IAPD

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