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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boerne | TX | 10/2009 | Present |
| Bank Of America,N.A. | San Antonio | TX | 06/2011 | Present |
I*3104281 Entity Type: For Profit Name of OBA: MNShoe Holdings Address: San Antonio, Texas, 78213 Investment Related: No Position, Title, Association: Spouse of owner Employee Start Date: 11/30/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: If it happens, my wife may convert a home she owns into a rental. I will not have any responsibilities for this activity. I*3292288 Entity Type: For Profit Name of OBA: Tom's Custom Carpentry Address: San Antonio, TX 78213 Investment Related: No Position, Title, Association: Officer Employee Start Date: 12/30/2025 Number of Hours: 6, Weekly Number of Hours during trading: 0 Duties: On my off time and outside of the office, I want to design and build custom tables and various pieces of furniture. This will be a hobby, but I hope in time to be able to sell some of my work. Design and build custom furniture.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-30 |
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