Timothy John Greene

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-01-27

MI RA
APPROVED

Since 2010-01-27

Branch Locations

36708 Brittany Hill, Farmington, MI 48335 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	05/1996	Present
Sigma Planning Corporation	Ann Arbor	MI	04/2006	Present

05/1996 → Present

Sigma Financial Corporation

Ann Arbor, MI
04/2006 → Present

Sigma Planning Corporation

Ann Arbor, MI

Previous Registrations

2003-10-14 → 2004-12-31

Spc

Farmington, MI

Other Businesses

1. TIMOTHY J. GREENE FINANCIAL SERVICES: SALE OF INSURANCE AND ANNUITIES THROUGH VARIOUS INSURANCE COMPANIES. 2. TIMOTHY J. GREENE ATTORNEY AND COUNSELOR: LEGAL SERVICES. 3. GREENE FAMILY INVESTMENT PROPERTIES LLC : OWNERSHIP OF A CONDO IN GULF SHORES AL THAT IS RENTED OUT AND MANAGED BY A RENTAL COMPANY FOR US. 4. Co-Trustee of the Greene Family Trust. Start date: 4/13/1998, approx. 2 hrs/mo. 5. Notary Public, Oakland County, MI. Provide notary services. Began 1996, current commission expires 10/10/2028. Approx. 1-2 hrs/mo, minimal time during mkt hrs.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-29

S63 Uniform Securities Agent State Law Examination

1995-06-29

Designations

Chartered Financial Consultant

View on SEC IAPD