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Antonio Avelino Garcia

Cetera Investment Advisers LLC

Pinecrest, FL

CRD 2622761

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-12
FL RA APPROVED 2014-03-04
  • TX RA
    APPROVED_RES
    Since 2023-01-12
  • FL RA
    APPROVED
    Since 2014-03-04

Branch Locations

8061 S Dixie Highway, Pinecrest, FL 33156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Pinecrest FL 02/2013 Present
Cetera Investment Services St. Cloud MN 02/2013 Present
Cetera Investment Advisors Llc Saint Cloud MN 01/2014 Present
  • 02/2013 → Present
    Regions Bank
    Pinecrest, FL
  • 02/2013 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Cetera Investment Advisors Llc
    Saint Cloud, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-26
S63 Uniform Securities Agent State Law Examination 1995-09-19
  • S65 Uniform Investment Adviser Law Examination
    1999-05-26
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
Other Names
  • Tony Garcia
  • Anthony Garcia

View on SEC IAPD

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