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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-05-29 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
1441 Brickell Avenue Suite 1700, Miami, FL 33131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sabadell Bank | Miami | FL | 10/2015 | 05/2018 |
| Sabadell Securities Usa, Inc. | Miami | FL | 06/2017 | 05/2018 |
| Bolton Global Capital | Bolton | MA | 05/2018 | Present |
| Bolton Global Asset Management | Bolton | MA | 05/2018 | Present |
1. OWNER AND GENERAL MANAGER OF WCG REAL ESTATE MIAMI, INC.. ENTITY IS CURRENTLY USED TO OPERATE BOLTON SECURITIES AND INVESTMENT ADVISORY BUSINESSES, INSURANCE BUSINESS, AND BUSINESS AS AN AUTHOR/PLAYWRIGHT. FILED AT PERSONAL RESIDENCE BUT CAN BE CONDUCTED FROM BRANCH LOCATION. ORIGINALLY ESTABLISHED 1998 IN CORAL GABLES. HOURS SPENT MANAGING THIS ENTITY VARY, BUT GENERALLY NO MORE THAN 8-HOURS PER WEEK. 2. REGISTERED REPRESENTATIVE IS REGISTERED WITH BOLTON GLOBAL ASSET MANAGEMENT AS AN IAR, OFFERING INVESTMENT ADVISORY SERVICES UNDER DBA BOLTON GLOBAL CAPITAL. DUTIES ARE BALANCED WITH OFFERING COMMISSION BASED SERVICES AND BRANCH MANAGEMENT DUTIES. CONDUCTED FROM BRANCH LOCATION. INVESTMENT RELATED. 3. AUTHOR AND PLAYWRIGHT FOR MULTIPLE NOVELS AND THEATER PLAYS SINCE 2004. PUBLSIEHD BY DQ PUBLISHING AND/OR RANDOM HOUSE PUBLISHING. CURRENTLY AUTHORING MULTIPLE NOVELS. NO NOVELS OR PLAYS ARE RELATED TO INVESTMENTS, SECURITIES, OR INVESTMENT ADVISORY SERVICES. CONDUCTED OUTSIDE OF BUSINESS HOURS, GENERALLY 15-HOURS PER WEEK. NOT CONDUCTED IN BRANCH LOCATION. 4. LICENSED TO SELL FIXED INSURANCE PRODUCTS. INVESTMENT RELATED TO THE EXTENT IN HOW INSURANCE FITS INTO A CLIENT'S OVERALL PICTURE. OFFERED UNDER PERSONAL NAME AND POTENTIALLY FROM BRANCH LOCATION. NO MORE THAN 5-HOURS SPENT ON ACTIVITY, IF AT ALL. 5. POTENTIAL GUEST SPEAKER ON VARIOUS TV PROGRAMS AND PODCASTS, DISCUSSING HIGH-LEVEL ECONOMIC TRENDS AND/OR NUMEROLOGY. NOT CONDUCTED FROM BRANCH LOCATION AND NOT INVESTMENT RELATED. HOURS SPENT ARE OUTSIDE OF BUSINESS HOURS, AND ARE MINIMAL.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-13 |
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