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Richard Edwin Lenhardt

Mml Investors Services, LLC

Atlanta, GA

Bogart, GA

CRD 2622625

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-05-16
  • GA RA
    APPROVED
    Since 2013-05-16

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Bogart, GA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Bogart GA 06/2002 Present
Mml Investors Services, Llc Bogart GA 11/2012 Present
Previous Registrations
Other Businesses

NAME: RICHARD E LENHARDT/PARTNERS RISK INSURANCE SERVICES INV REL: Y ADDR: 10692 MEDLOCK BRIDGE RD, STE 200, JOHNS CREEK, GA 30097 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START: 5/1/2015 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 40.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-16
S63 Uniform Securities Agent State Law Examination 1996-08-28
  • S65 Uniform Investment Adviser Law Examination
    2001-02-16
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28

View on SEC IAPD

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