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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2021-05-03 |
| OH | RA | APPROVED | 2021-04-22 |
| TX | RA | APPROVED_RES | 2013-01-23 |
| CA | RA | APPROVED | 2007-03-19 |
| IL | RA | APPROVED | 2002-04-12 |
Branch Locations
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
300 Buttermilk Pike, Fort Mitchell, KY 41017 • United States
5905 E Galbraith Rd, Cincinnati, OH 45236 • United States
Sycamore Twp, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Livonia | MI | 04/1995 | Present |
I*80990 For profit or not for profit: For-Profit Organization Name of outside business organization: 241 Water Polo & Swim Club Investment related: N Address of business: Mission Viejo, California 92691 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 5/1/2015 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Provide athletic training in Water Polo & Swim. Club is affiliated with USA Water Polo. Will be the Director for the Club, creating the scheduling, training, tournaments, games. Coordinate pool rental. Coordinating Coaches
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-09 |
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