Roy Thomas Ruble

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2009-09-08

VA RA
APPROVED

Since 2009-09-08

Branch Locations

Front Royal, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Front Royal	VA	09/2009	Present

09/2009 → Present

Lpl Financial, Llc

Front Royal, VA

Previous Registrations

2006-02-17 → 2009-09-08

Mutual Service Corporation

Mclean, VA

Boston, MA

Boston, MA

Ashburn, VA

Boston, MA

Ashburn, VA
2008-04-23 → 2008-06-09

Integrated Wealth Management, Llc

Ashburn, VA
2000-03-13 → 2006-02-17

Capitol Wealth Management, Inc.

Mclean, VA
2005-01-28 → 2005-04-01

Fsc Securities Corporation

Mclean, VA

Other Businesses

1. 8/10/2020 - Roy T Ruble, CFP - Investment Related - 115 Alpine Drive, Front Royal, VA 22630 - Tax Prep/Accounting/CPA - Started 06/01/2016 - 20 Hours Per Month During Securities Trading - Provide tax return preparation and bookkeeping services to individuals, real estate agents and other self employed professionals.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-31
S63	Uniform Securities Agent State Law Examination	1995-06-15

S65 Uniform Investment Adviser Law Examination

1997-01-31
S63 Uniform Securities Agent State Law Examination

1995-06-15

View on SEC IAPD