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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-24 |
| RI | RA | APPROVED | 2023-10-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities Inc. | Johnston | RI | 09/1999 | 07/2023 |
| Lpl Financial Llc | Hicksville | NY | 10/2023 | Present |
| Flagstar Bank N.A. | Hicksville | NY | 08/2023 | Present |
1) 09/2023 - Investment and Insurance Services / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s 2) 09/2023 - Real Estate Rental / Owner / Inv. Related / RI 02882 / Start date 06/01/2012 3) 11/22/2023 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/16/2023 - 160 Hours Per Month/ During Trading 4) 02/02/2024 - Flagstar Wealth Services - Inv related - AT Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 2/2/2024
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-31 |
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