Raymond Lawerence Wellspeak

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1995 → 03/2017
  Metropolitan Life Insurance Company
  Holyoke, MA
• 04/1995 → 03/2017
  Metlife Securities Inc.
  Holyoke, MA
• 03/2017 → Present
  Mml Investors Services, Llc
  Holyoke, MA

Previous Registrations

• 1998-03-19 → 2017-03-25
  Msi Financial Services, Inc.
  Holyoke, MA
  Glastonbury, CT
  Holyoke, MA

Other Businesses

(1)Name: Raymond Wellspeak Inv rel: Y Add: 330 Whitney Avenue Holyoke MA 01040 Nature: NonMMLIA Insurance Brokerage Position: sales/agent Start date: 01/25/2019 No. HR/MO: 5 No. HR/MO during sec trading: 5 Describe duties: Fixed annuity and Group Life.. (2)Name: Raymond Wellspeak Inv rel: Y Add: Residential address Nature: CPA/Tax Preparation Position: Ownership Start date: 01/2011 No. HR/MO: 7 No. HR/MO during sec trading: 0.. (3) Name: Raymond Wellspeak Inv rel: N Add: Residential address Nature: Legal Position: Start date: 05/1989 No. HR/MO: 0 No. HR/MO during sec trading: 0 Describe duties: Non Practicing licensed attorney

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-29
• S63 Uniform Securities Agent State Law Examination
  1996-01-19

Designations

• Certified Financial Planner

Other Names

• Raymond L Wellspeak