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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-12-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Paramus | NJ | 11/1996 | 10/2022 |
| Wells Fargo Advisors Llc | Paramus | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 11/2016 | 10/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Paramus | NJ | 10/2022 | Present |
I*2606269, Entity Type: , Name of OBA: Estate of F J. R (dec'd 4/4/2025), Address: Waldwick, New Jersey, 07463, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 05/04/2025, No Hours: 10 Weekly, No Hours during Trading: 2 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-14 |
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