David Waring Diehl

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1995 → 11/2024
  Pruco Securities, Llc.
  White Plains, NY
• 05/1995 → Present
  Prudential Insurance Company Of America
  White Plains, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  White Plains, NY

Previous Registrations

• 2014-09-23 → 2024-11-14
  Pruco Securities, Llc.
  White Plains, NY
  White Plains, NY
  White Plains, NY
  St. Johns, FL
  White Plains, NY
  Hopewell Junction, NY

Other Businesses

1) 09/10/2024- Speaker/ Seminar/ Workshops- Preaching sunday morning sermons at a church- Not INV Related- At White Plains, NY- Start date 01/01/1995- 5 HRS MTH- 0 HRS During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-17
• S63 Uniform Securities Agent State Law Examination
  1995-06-19

Designations

• Certified Financial Planner

Other Names

• David Waring Diehl