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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-07-31 |
| TX | RA | APPROVED | 2018-07-31 |
Branch Locations
265 Brookview Centre Way Ste 100, Knoxville, TN 37919 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifs Financial Services | Cincinnati | OH | 10/2012 | 06/2018 |
| Touchstone Securities | Cincinnati | OH | 08/2013 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-28 |
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