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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-05-10 |
| TX | RA | APPROVED | 2019-05-10 |
Branch Locations
51 S Stanfield Rd, Troy, OH 45373 • United States
375 E Horsetooth Rd Bldg 4 Ste 101 [Satellite], Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | St. Louis | MO | 09/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 05/2019 |
| Wells Fargo Advisors Financial Network, Llc | Fort Collins | CO | 05/2019 | Present |
5941 COMPANY LLC, INV RELATED, FORT COLLINS, CO, 13.5% OWNERSHIP, START 1/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, FINET PRACTICE OFFICE LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-17 |
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