Daniel Michael Reilly

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 02/2020
  Thornburg Securities Corporation
  Santa Fe, NM
• 02/2020 → 06/2020
  Retired
  Severna Park, MD
• 06/2020 → Present
  Lpl Financial Llc
  Cockeysville, MD

Previous Registrations

• 2004-09-15 → 2020-01-08
  Thornburg Investment Management Inc
  Santa Fe, NM
  Crownsville, MD
  Severna Park, MD

Other Businesses

1) 06/09/2020 - LINDA SHAFER & ASSOCIATES, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 06/2020 2) 7/27/2021 - Shafer & Reilly Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/30/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3) 06/15/2022 - Capitol Metro Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 09/10/2021 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-09
• S63 Uniform Securities Agent State Law Examination
  1996-02-02

Other Names

• Dan Reilly