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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-22
MD RA APPROVED 2012-10-04
TX RA APPROVED_RES 2012-03-27
  • FL RA
    APPROVED
    Since 2021-07-22
  • MD RA
    APPROVED
    Since 2012-10-04
  • TX RA
    APPROVED_RES
    Since 2012-03-27

Branch Locations

7600 Wisconsin Ave Ste 900, Bethesda, MD 20814 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 12/2011 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-24
S63 Uniform Securities Agent State Law Examination 1996-07-12
  • S65 Uniform Investment Adviser Law Examination
    2012-09-24
  • S63 Uniform Securities Agent State Law Examination
    1996-07-12

View on SEC IAPD

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