Darel Thomas Crosby

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 07/2025
  Next Financial Group Inc
  Sandy, UT
• 07/2025 → Present
  Lpl Financial Llc
  Sandy, UT

Previous Registrations

• 2010-05-19 → 2025-07-10
  Next Financial Group, Inc.
  Houston, TX
  Sandy, UT
• 2005-02-23 → 2010-05-17
  Spc
  Sandy, UT

Other Businesses

1. 07/10/2025- Crosby Retirement Planning, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 10/18/1994- 10 Hours Per Month- 5 Hours During Trading 2. 07/10/2025- Crosby Retirement Planning, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date11/03/2004- 200 Hours Per Month- 150 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-05
• S63 Uniform Securities Agent State Law Examination
  1995-06-06