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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-01-29
  • RI RA
    APPROVED
    Since 2026-01-29

Branch Locations

Portsmouth, RI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Westerville OH 04/2021 06/2022
Equitable Financial Life Insurance Co Columbus OH 06/2020 01/2021
Equitable Advisors, Llc Columbus OH 06/2020 01/2021
J.P. Morgan Securities Llc Westerville OH 04/2021 06/2022
The Ohio State University Columbus OH 09/2020 Present
Unemployed Columbus OH 04/2011 05/2020
Gwfs Equities, Inc Columbus OH 06/2022 Present
  • 04/2021 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
  • 06/2020 → 01/2021
    Equitable Financial Life Insurance Co
    Columbus, OH
  • 06/2020 → 01/2021
    Equitable Advisors, Llc
    Columbus, OH
  • 04/2021 → 06/2022
    J.P. Morgan Securities Llc
    Westerville, OH
  • 09/2020 → Present
    The Ohio State University
    Columbus, OH
  • 04/2011 → 05/2020
    Unemployed
    Columbus, OH
  • 06/2022 → Present
    Gwfs Equities, Inc
    Columbus, OH
Other Businesses

1] Entity Name: Upper Arlington Ice Hockey Association; Investment related: Yes; "Address: 1155 Millcreek Court Columbus, OH 43220"; Nature of the other business: Sports; Position/Title/Relationship: Board member; Start Date: 08/01/2021; Approximate # of hours a month: 0-10; Approximate # of hours during securities trading hours: 0; Briefly describe your duties: I am the treasurer of the UA Ice Hockey Association. It is the ice hockey organization for the Upper Arlington High School Teams (Varsity and JV). I take care of all ongoing costs of the organization. I am a volunteer. The organization has no connection to JPMC. 2] Entity Name: National Core Indicators (NCI); Investment related: N; "Address: https://www.nationalcoreindicators.org; 2336 Massachusetts Avenue Cambridge, MA 02140 (617) 876-0426 "; Nature of the other business: Disability Agency; position/Title/Relationship: Employee/Contractor; Start Date: 03/01/2022; Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0; Briefly describe your duties: National Core Indicators (NCI)® is a voluntary effort by public developmental disabilities agencies to measure and track their own performance. NCI works with OH county board of dev. disability agencies. I will conduct the NCI survey with the disabled individual. 3] Entity Name: Ohio State University, Nisonger Center, Center for Excellence in Developmental Disabilities; Investment related: N "Address: 1581 Dodd Drive, Columbus, OH 43210 nisonger.osu.edu"; Nature of the other business: Personal Planning Position/Title/Relationship: Instructor; Start Date: 09/01/2020; Approximate # of hours a month: 0-10; Approximate # of hours during securities trading hours: 0; Briefly describe your duties: Provide training on Charting the LifeCourse to county boards of developmental disabilities within 88 counties of Ohio. Attend associated meetings and seminars. Information about Charting the LifeCourse can be found at: lifecoursetools.com. 4] Ohio State University/Nisonger Center - Interviewer. 5] Ohio State University/Nisonger Center - Certified Ambassador/Trainer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-30
S63 Uniform Securities Agent State Law Examination 2021-07-02
  • S66 Uniform Combined State Law Examination
    2025-12-30
  • S63 Uniform Securities Agent State Law Examination
    2021-07-02
Other Names
  • Linda Margaret Mcgovern
  • Linda Margaret Bernard
  • Linda Margaret Bernard
  • Linda Margaret Maggio

View on SEC IAPD

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