William Ray Wobbe

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-07
KY	RA	APPROVED	2019-10-18
TX	RA	APPROVED_RES	2019-10-18

FL RA
APPROVED

Since 2026-04-07
KY RA
APPROVED

Since 2019-10-18
TX RA
APPROVED_RES

Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.J.B. Hilliard, W.L. Lyons, Inc.	Louisville	KY	05/1995	Present
Robert W. Baird & Co. Incorporated	Louisville	KY	10/2019	Present

05/1995 → Present

J.J.B. Hilliard, W.L. Lyons, Inc.

Louisville, KY
10/2019 → Present

Robert W. Baird & Co. Incorporated

Louisville, KY

Previous Registrations

2004-01-14 → 2019-10-18

J.J.B. Hilliard, W.L. Lyons, Llc

Louisville, KY

Louisville, KY

Louisville, KY

Other Businesses

1) EXECUTOR OF RELATIVE'S ESTATE, INVEST-RELATED, 0 HRS/MONTH AT THIS TIME WITH 1 HR/MONTH DURING TRADING HRS WHEN APPLICABLE, DUTIES INCLUDE UPON DEATH EXECUTE ESTATE AS NEEDED. 2) PENDENNIS CLUB, 218 W MUHAMMAD ALI BLVD,LOUISVILLE, KY 40202 START DATE 11/30/2016, DIRECTOR, SOCIAL CLUB, OVERSIGHT OF CLUB MANAGEMENT, GENERAL OVERSIGHT O CLUB FINANCIALS, 5 HRS/MO. 0 HRS/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-12-12
S63	Uniform Securities Agent State Law Examination	1995-08-16

S65 Uniform Investment Adviser Law Examination

2000-12-12
S63 Uniform Securities Agent State Law Examination

1995-08-16

Other Names

Bill Wobbe

View on SEC IAPD