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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
| VA | RA | APPROVED | 2012-04-10 |
Branch Locations
280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
119 Church St Ne Ste 100, Blacksburg, VA 24060-3922 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Management | Durham | NC | 04/2012 | Present |
| Verity Financial Group | Durham | NC | 04/2012 | Present |
| The Leaders Group Inc Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
1) Verity Asset Management - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701- IAR, Investment Advisory Services, Invt Rel, RA, 160 hrs/mo, 160 hrs/mo (during trading hours). 2) Verity Financial Group - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3) Independent Insurance Agent - 10/1/2005 - 1500 Palmer Drive, Blacksburg, VA 24060 - Owner, Selling and servicing of insurance products, Not Invt Rel, Sales and service of insurance products, less than 20 hrs/mo; 5-10 hrs/mo (during trading). 4) Gibbs Holdings, LLC - 11/2023 - 1500 Palmer Drive, Blacksburg, VA 24060, Owner, Make sure son's home is in operational order, not Invt Rel, rental housing, less than 20 hrs/mo; 5-10 hrs/mo (during trading).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-10 |
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