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Current Employers
Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-09
VA RA APPROVED 2012-04-10
  • TX RA
    APPROVED_RES
    Since 2021-03-09
  • VA RA
    APPROVED
    Since 2012-04-10

Branch Locations

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

119 Church St Ne Ste 100, Blacksburg, VA 24060-3922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Verity Asset Management Durham NC 04/2012 Present
Verity Financial Group Durham NC 04/2012 Present
The Leaders Group Inc Dba Simplicity Investments Summit NJ 11/2025 Present
  • 04/2012 → Present
    Durham, NC
  • 04/2012 → Present
    Verity Financial Group
    Durham, NC
  • 11/2025 → Present
    The Leaders Group Inc Dba Simplicity Investments
    Summit, NJ
Previous Registrations
Other Businesses

1) Verity Asset Management - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701- IAR, Investment Advisory Services, Invt Rel, RA, 160 hrs/mo, 160 hrs/mo (during trading hours). 2) Verity Financial Group - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3) Independent Insurance Agent - 10/1/2005 - 1500 Palmer Drive, Blacksburg, VA 24060 - Owner, Selling and servicing of insurance products, Not Invt Rel, Sales and service of insurance products, less than 20 hrs/mo; 5-10 hrs/mo (during trading). 4) Gibbs Holdings, LLC - 11/2023 - 1500 Palmer Drive, Blacksburg, VA 24060, Owner, Make sure son's home is in operational order, not Invt Rel, rental housing, less than 20 hrs/mo; 5-10 hrs/mo (during trading).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-30
S63 Uniform Securities Agent State Law Examination 1995-08-10
  • S65 Uniform Investment Adviser Law Examination
    2005-06-30
  • S63 Uniform Securities Agent State Law Examination
    1995-08-10

View on SEC IAPD

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