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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-01 |
| OH | RA | APPROVED | 2025-03-03 |
| NY | RA | APPROVED | 2025-02-28 |
| MD | RA | APPROVED | 2023-10-31 |
| TX | RA | APPROVED | 2023-10-31 |
| VA | RA | APPROVED | 2023-10-31 |
Branch Locations
7700 Old Georgetown Road, Suite 630, Bethesda, MD 20814 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 07/2006 | 10/2023 |
| Afs Financial Group | Bethesda | MD | 07/2006 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
1. AFS Financial Group, LLC, as insurance agent selling fixed insurance product sales, started October 2014; less than 1% of time, conducted at branch; investment related. 2. AFS 401K Retirement Services, LLC; Partner and Part Owner of private entity created as operating company 401k and Retirement Plan securities and investment advisory business; started January 2012; 95% time; conducted at branch, investment related. 3. 7700 OGR Financial, LLC; 13.2% owner and member through ownership in AFS 401(k) Retirement Services, LLC in private entity setup for the purpose of renting, leasing and/or occupying commercial office space; started March 2013: spends 5% of time; conducted at branch; investment related. 4. MoneyNav, LLC; 50% owner of a privately held company created for the purpose of development and marketing of a software system, for contact management and strategic planning for use with retirement plan sponsors and participants; started June 2018; spends 10% of time; conducted at branch; investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-23 |
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