David Lee Rhodes

Current Employers

Employment History

• 03/2011 → 09/2019
  Summit Brokerage.SErvices Inc
  College Station, TX
• 03/2011 → 05/2021
  Summit Financial Group
  Bryan, TX
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2011-03-23 → 2021-05-20
  Summit Financial Group Inc
  Bryan, TX
• 1999-05-27 → 2011-02-23
  Osaic Fa, Inc.
  Dallas, TX
  Addison, TX

Other Businesses

(1) THE RHODES FINANCIAL GROUP; SINCE 01/01/2011; 5105 SPANISH BAY COURT, SUITE 307, COLLEGE STATION, TX, 77845; PLANNER, INSURANCE AGENT; FIXED INSURANCE; 5 HOURS SPENT PER MONTH, 3 DURING TRADING HOURS (2) TEXAS A&M UNIVERSITY; SINCE 01/01/1998; SAME ADDRESS AS BRANCH; MEMBER; NO DUTIES, CONTACT PERSON TO REVIEW THEIR CHARITABLE CONCERNS; 1 HOUR SPENT PER MONTH, 0 DURING TRADING HOURS (3) NAME OF OTHER BUSINESS: NATIONAL STRATEGIC CONCEPTS CONSULTANTS INC DBA THE RFG ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: S CORP FOR TAX PURPOSES ; START DATE: 12/2002 ; POSITION/TITLE/RELATIONSHIP: OWNER / PRESIDENT / DIRECTOR APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: NSCC IS THE S CORP THAT THE RHODES FINANCIAL GROUP IS UNDER (4) NAME OF OTHER BUSINESS: THE RHODES FINANCIAL GROUP; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REFERRAL SERVICES; START DATE: 06/2024;; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: REFERRING CLIENTS TO STONECASTLE FOR FDIC INSURED ACCOUNTS; (5) NAME OF OTHER BUSINESS: BRAZOS VALLEY CARE, INVESTMENT RELATED: NO, ADDRESS: PO BOX 9512, COLLEGE STA, TX 77582, NATURE OF BUSINESS: NON-PROFIT, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP DEVELOP MARKETING PLAN TO INCREASE OUR BRAND IN OUR COMMUNITY.; 6) NAME OF OTHER BUSINESS: VENUIPHOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REGISTERED AGENT; START DATE: 3/2026; POSITION/TITLE/RELATIONSHIP: REGISTERED AGENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REGISTERED AGENT FOR LLC;

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-06-02

Designations