Best Investors Account Sign in
Inactive

Daniel Christopher Hornbaker

Howard Capital Management, LLC

Alpharetta, GA

Trophy Club, TX

Claim This Profile
Current Employers
Howard Capital Management, Llc

415 South Broad Street, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-30
  • TX RA
    APPROVED
    Since 2022-01-30

Branch Locations

415 South Broad Street, Alpharetta, GA 30009 • United States

Trophy Club, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Investments Chicago IL 09/1994 01/2022
Howard Capital Management, Inc. Roswell GA 01/2022 Present
Northern Lights Distributors, Llc Elkhorn NE 06/2023 Present
  • 09/1994 → 01/2022
    Guggenheim Investments
    Chicago, IL
  • 01/2022 → Present
    Howard Capital Management, Inc.
    Roswell, GA
  • 06/2023 → Present
    Northern Lights Distributors, Llc
    Elkhorn, NE
Previous Registrations
  • 2010-10-26 → 2022-01-21
    Guggenheim Investments
    New York, NY
    Trophy Club, TX
  • 2009-01-28 → 2010-10-28
    Rydex Advisory Services, Llc
    Rockville, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-26
S63 Uniform Securities Agent State Law Examination 1997-04-16
  • S65 Uniform Investment Adviser Law Examination
    2009-01-26
  • S63 Uniform Securities Agent State Law Examination
    1997-04-16
Other Names
  • Daniel Christopher Hornbaker
  • Dan Hornbaker

View on SEC IAPD

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor