James Thurman Kahn

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-11-14
NY	RA	APPROVED	2021-04-26
CA	RA	APPROVED	2020-10-19
NJ	RA	APPROVED	2020-10-19
PA	RA	APPROVED	2020-10-19

FL RA
APPROVED

Since 2025-11-14
NY RA
APPROVED

Since 2021-04-26
CA RA
APPROVED

Since 2020-10-19
NJ RA
APPROVED

Since 2020-10-19
PA RA
APPROVED

Since 2020-10-19

Branch Locations

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	New York	NY	04/2008	10/2020
Royal Alliance	Beverly Hills	CA	10/2020	Present

04/2008 → 10/2020

Oppenheimer & Co. Inc.

New York, NY
10/2020 → Present

Royal Alliance

Beverly Hills, CA

Previous Registrations

2009-05-27 → 2020-10-23

Oppenheimer & Co. Inc.

New York, NY

New York, NY

Other Businesses

CROWN FINANCIAL PARTNERS POSITION: Senior Director of Investments NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/16/2020 ADDRESS: 6053 Huxley Avenue, Bronx NY 10471, United States DESCRIPTION: Financial Advisor

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-24
S63	Uniform Securities Agent State Law Examination	1996-12-20

S65 Uniform Investment Adviser Law Examination

2009-06-24
S63 Uniform Securities Agent State Law Examination

1996-12-20

View on SEC IAPD