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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-06-19
  • TX RA
    APPROVED_RES
    Since 2017-06-19

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Boston MA 05/2016 03/2017
Mml Investors Services, Llc Boston MA 03/2017 Present
Massmutual Life Insurance Co Boston MA 07/2016 Present
  • 05/2016 → 03/2017
    Metlife Securities Inc
    Boston, MA
  • 03/2017 → Present
    Boston, MA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Boston, MA
Previous Registrations
Other Businesses

Independent Insurance Agent - from business address - Fixed Annuities Life/Accident/Health Long-Term Care - 1 security hours and 0 non security hours - since 12/2002 Licensed Broker from residential address - 0 security hours and 0 non security hours - since10/2008

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-26
S65 Uniform Investment Adviser Law Examination 1995-05-23
  • S63 Uniform Securities Agent State Law Examination
    1995-05-26
  • S65 Uniform Investment Adviser Law Examination
    1995-05-23
Other Names
  • Michael J Perisho

View on SEC IAPD

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