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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-11-29
MO RA APPROVED 2006-10-09
  • TX RA
    APPROVED_RES
    Since 2007-11-29
  • MO RA
    APPROVED
    Since 2006-10-09

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Saint Louis MO 09/2006 Present
  • 09/2006 → Present
    Raymond James & Associates
    Saint Louis, MO
Previous Registrations
  • 2012-08-21 → 2013-03-14
    Morgan Keegan & Company, Llc
    Swansea, IL
    Town And Country, MO
    Memphis, TN
  • 2003-07-01 → 2006-09-25
    St. Louis, MO
  • 2002-01-01 → 2003-07-01
    Prudential Equity Group, Llc
    St. Louis, MO
Other Businesses

(1)SPRINGBOK LLC - RENTAL PROPERTY, 1 HR PER MTH, ZERO HRS DURING BSNS HRS DEVOTED TO BOTH BSNS (2) PARKSIDE Financial, 1622 Forest Aire, St. Louis, MO - Personal/Private Investment, 10/2007, INVESTOR , I/R: Y HPM: 0-1, HPM trd hrs: 0-1 DOD: Friend and ex-client, Andrew Hereford told me about the investment opportunity. This had been previously disclosed, but fell off the system at some point. Just re-entering this disclosure. I do not solicit anyone for this investment and never have. I am not compensated, but do receive an annual company dividend as a passive shareholder investor. (1) Name of Business: Millennium Venture Partners Address: 1622 Forest Aire , St Louis, MO, 63131, United States Activity Type: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 09/25/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-30
S63 Uniform Securities Agent State Law Examination 1995-08-17
  • S65 Uniform Investment Adviser Law Examination
    1995-08-30
  • S63 Uniform Securities Agent State Law Examination
    1995-08-17
Other Names
  • Michael Harry Omeara

View on SEC IAPD

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