Ruben Gonzalez

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-09-30

CA RA
APPROVED

Since 2014-09-30

Branch Locations

Ontario, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Transamerica Retirement Solutions	Fontana	CA	09/2014	Present
Transamerica Investors Securities Corporation	Fontana	CA	09/2014	Present

09/2014 → Present

Transamerica Retirement Solutions

Fontana, CA
09/2014 → Present

Transamerica Investors Securities Corporation

Fontana, CA

Previous Registrations

2014-03-04 → 2014-09-23

Calton & Associates, Inc.

Ontario, CA

Carlsbad, CA
2012-10-01 → 2013-12-05

J.P. Morgan Securities Llc

Fontana, CA

Chino, CA

Norco, CA

Fontana, CA

Fontana, CA
2009-05-02 → 2012-10-01

Chase Investment Services Corp.

Rialto, CA

Ontario, CA

Rialto, CA

Fontana, CA

Norco, CA

Chino, CA

Fontana, CA
2007-11-08 → 2009-05-02

Wamu Investments, Inc.

Mira Loma, CA

Ontario, CA

Rialto, CA
2007-05-30 → 2007-11-12

Citigroup Global Markets Inc.

Fountain Valley, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-21
S63	Uniform Securities Agent State Law Examination	1995-10-11

S66 Uniform Combined State Law Examination

2007-05-21
S63 Uniform Securities Agent State Law Examination

1995-10-11

View on SEC IAPD