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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-29 |
| TX | RA | APPROVED | 2015-06-12 |
Branch Locations
200 Crescent Court 18Th Floor, Dallas, TX 75201 • United States
1290 Avenue Of The Americas, New York, NY 10104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Llc | Keller | TX | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-12 |
| S66 | Uniform Combined State Law Examination | 2011-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-10 |
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