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Los Angeles, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2012 | 04/2017 |
| K Financial Services, Llc | Los Angeles | CA | 10/2017 | Present |
| K Financial Services, Llc | Los Angeles | CA | 02/2017 | Present |
| Kambiz Mahdavi, Sole Proprietor | Los Angeles | CA | 10/2017 | Present |
Kambiz Mahdavi, Sole Proprietor; Investment Related; Fixed Insurance Sales; Insurance Agent; Los Angeles, CA; Started 10/2017; 30% of time spent.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-22 |
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