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Sandra Barrett Perkin

Schwab Wealth Advisory, Inc.

Denver, CO

CRD 2618330

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Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
CO RA APPROVED 2012-01-03
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • CO RA
    APPROVED
    Since 2012-01-03

Branch Locations

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 11/1996 Present
Schwab Wealth Advisory Inc Lone Tree CO 01/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-02
S63 Uniform Securities Agent State Law Examination 1995-06-13
  • S66 Uniform Combined State Law Examination
    2004-07-02
  • S63 Uniform Securities Agent State Law Examination
    1995-06-13
Other Names
  • Sandra A Barrett
  • Sandra Ann Barrett

View on SEC IAPD

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