Walter James Hails

Current Employers

Employment History

• 09/2014 → 05/2017
  Sigma Financial Corporation
  Ann Arbor, MI
• 09/2014 → 05/2017
  Parkland Securities
  Ann Arbor, MI
• 05/2017 → 05/2019
  Charles Schwab & Co., Inc.
  Ann Arbor, MI
• 05/2017 → 05/2019
  Charles Schwab Bank
  Ann Arbor, MI
• 01/2016 → 05/2017
  Invictus Wealth Management, Securities
  Ann Arbor, MI
• 05/2019 → 10/2019
  Morgan Stanley
  Flint, MI
• 05/2019 → 10/2019
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 05/2019 → 10/2019
  Sigma Financial Corporation
  Ann Arbor, MI
• 01/2020 → Present
  Spc
  Ann Arbor, MI
• 01/2020 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 02/2020 → Present
  Parkland Securities
  Ann Arbor, MI

Previous Registrations

• 2019-05-14 → 2019-09-25
  Morgan Stanley
  Grand Blanc, MI
• 2017-08-18 → 2019-05-21
  Charles Schwab & Co., Inc.
  Ann Arbor, MI

Other Businesses

1. Board member - The RHO Foundation, Bloomfield Hills, MI. The Foundation is committed to providing resources to social and civil advocacy programs that support the Foundation's purpose. Start date: 4/1/21 - term ends 2027. Approx. 2-4 hrs/mo, none during mkt hrs. INV REL: N 2. Insurance sales - resident producer holding Accident and Health, Life and Variable Annuities licenses with the State of MI. Start date: 4/21/21, less than 1 hr/mo. 3. Board member - VP for Sigma Pi Phi/Zeta Zeta Boule, an African-American professional fraternity with chapter located in Syracuse, NY. General board duties. Start date: 3/15/25 for 2 year term. Approx. 8-10 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S66 Uniform Combined State Law Examination
  2017-08-18
• S63 Uniform Securities Agent State Law Examination
  2000-07-15

Other Names

• Walter James Hails
• Walt Hails
• Walter James Hails