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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-05 |
| PA | RA | APPROVED | 2016-09-09 |
Branch Locations
150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States
Wayne, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Philadelphia | PA | 10/2005 | 09/2016 |
| Morgan Stanley Smith Barney | Philadelphia | PA | 06/2009 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Wells Fargo Advisors, Llc | Philadelphia | PA | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; PHILADELPHIA, PA; CO-OWNER; START DATE 1/2009; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES - LANDLORD. SNAPSLIDE FEEDER FUND, LLC; NON INV RELATED; PHILADELPHIA, PA; 75% OWNER; HOLD INVESTMENT IN MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 3 HRS/MO; 0 DURING TRADING. SNAPSLIDE, LLC; NON INV RELATED; PHILADELPHIA, PA; 3% OWNER; MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 0 HR/MO; 0 DURING TRADING.; CLEANCOATING FEEDER LLC; INV. RELATED; WAYNE, PA; 100% OWNERSHIP; PURPOSE TO INVEST IN 2 PRIVATE INVESTMENTS; START DATE 10/2020; 0 HRS PER MONTH; DUTIES: PASSIVE INVESTOR. ARGONAUT WEALTH MANAGEMENT LLC; INV RELATED;WAYE,PA; INVESTMENT MANAGEMENT AND ADVICE;100% OWNERSHIP; START DATE: 02/23/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-26 |
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