Dean Constantinos Vetsikas

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 09/2016
  Citigroup Global Markets Inc.
  Philadelphia, PA
• 06/2009 → 09/2016
  Morgan Stanley Smith Barney
  Philadelphia, PA
• 01/2015 → 09/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Philadelphia, PA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Philadelphia, PA

Previous Registrations

• 2011-02-25 → 2016-09-29
  Morgan Stanley
  Philadelphia, PA

Other Businesses

RENTAL PROPERTY; INV. RELATED; PHILADELPHIA, PA; CO-OWNER; START DATE 1/2009; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES - LANDLORD. SNAPSLIDE FEEDER FUND, LLC; NON INV RELATED; PHILADELPHIA, PA; 75% OWNER; HOLD INVESTMENT IN MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 3 HRS/MO; 0 DURING TRADING. SNAPSLIDE, LLC; NON INV RELATED; PHILADELPHIA, PA; 3% OWNER; MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 0 HR/MO; 0 DURING TRADING.; CLEANCOATING FEEDER LLC; INV. RELATED; WAYNE, PA; 100% OWNERSHIP; PURPOSE TO INVEST IN 2 PRIVATE INVESTMENTS; START DATE 10/2020; 0 HRS PER MONTH; DUTIES: PASSIVE INVESTOR. ARGONAUT WEALTH MANAGEMENT LLC; INV RELATED;WAYE,PA; INVESTMENT MANAGEMENT AND ADVICE;100% OWNERSHIP; START DATE: 02/23/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2006-01-26

Designations

• Certified Financial Planner