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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-05
PA RA APPROVED 2016-09-09
  • TX RA
    APPROVED
    Since 2021-04-05
  • PA RA
    APPROVED
    Since 2016-09-09

Branch Locations

150 N Radnor-Chester Rd Ste A100, Radnor, PA 19087 • United States

Wayne, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Philadelphia PA 10/2005 09/2016
Morgan Stanley Smith Barney Philadelphia PA 06/2009 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors, Llc Philadelphia PA 09/2016 11/2016
Wells Fargo Clearing Services, Llc Philadelphia PA 11/2016 Present
  • 10/2005 → 09/2016
    Citigroup Global Markets Inc.
    Philadelphia, PA
  • 06/2009 → 09/2016
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → 09/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Philadelphia, PA
  • 11/2016 → Present
    Philadelphia, PA
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV. RELATED; PHILADELPHIA, PA; CO-OWNER; START DATE 1/2009; 5 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES - LANDLORD. SNAPSLIDE FEEDER FUND, LLC; NON INV RELATED; PHILADELPHIA, PA; 75% OWNER; HOLD INVESTMENT IN MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 3 HRS/MO; 0 DURING TRADING. SNAPSLIDE, LLC; NON INV RELATED; PHILADELPHIA, PA; 3% OWNER; MEDICAL PACKAGING PRODUCT COMPANY; START: 7/1/17; 0 HR/MO; 0 DURING TRADING.; CLEANCOATING FEEDER LLC; INV. RELATED; WAYNE, PA; 100% OWNERSHIP; PURPOSE TO INVEST IN 2 PRIVATE INVESTMENTS; START DATE 10/2020; 0 HRS PER MONTH; DUTIES: PASSIVE INVESTOR. ARGONAUT WEALTH MANAGEMENT LLC; INV RELATED;WAYE,PA; INVESTMENT MANAGEMENT AND ADVICE;100% OWNERSHIP; START DATE: 02/23/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-26
  • S66 Uniform Combined State Law Examination
    2006-01-26
Designations

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