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Eduardo Rafael Iniguez

Integrity Alliance, LLC.

Katy, TX

Urbandale, IA

CRD 2618054

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Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-05
  • TX RA
    APPROVED
    Since 2013-11-05

Branch Locations

Katy, TX • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J P Turner & Company Llc Katy TX 08/2012 Present
Brokers International Financial Services Katy TX 10/2013 Present
  • 08/2012 → Present
    J P Turner & Company Llc
    Katy, TX
  • 10/2013 → Present
    Brokers International Financial Services
    Katy, TX
Previous Registrations
  • 2012-08-02 → 2013-10-17
    J P Turner & Company Capital Management, Llc
    Katy, TX
  • 2011-10-04 → 2012-08-01
    Schaumburg, IL
  • 2011-04-20 → 2011-09-30
    Workman Securities Corporation
    Eden Prairie, MN
    Katy, TX
  • 2007-08-10 → 2011-05-02
    Osaic Fs, Inc.
    Houston, TX
    Katy, TX
    Sunrise, FL
  • 2003-08-18 → 2007-08-13
    Signator Investors, Inc.
    Plantation, FL
    Boca Raton, FL
Other Businesses

1) CONTINENTAL ADVISORS INC. KATY, TX. MAIL AND PROPERTY MANAGEMENT. ZERO HOURS DURING TRADING HOURS AND ZERO HOURS DURING NON-TRADING HOURS. NOT INVESTMENT RELATED. 2) PERSONAL OWNERSHIP OF RENTAL HOME POSITION: Owner NATURE: I own my family's home in Florida. We have it leased to non family, non client persons; for the last 10 years. 14008 SW 47 Ln., Miami, Fl 33175 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 9810 Linden May Ln, Katy TX 77494, United States DESCRIPTION: Receive rent, pay taxes and insurance. 3) E R INIGUEZ FINANCIAL GROUP POSITION: Owner NATURE: All non variable business INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2007 ADDRESS: 9810 Linden May Ln., Katy TX 77494, United States DESCRIPTION: Financial Planning all fixed non variable business

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-04-18
S65 Uniform Investment Adviser Law Examination 2003-03-26
  • S63 Uniform Securities Agent State Law Examination
    2003-04-18
  • S65 Uniform Investment Adviser Law Examination
    2003-03-26

View on SEC IAPD

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