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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-15
  • TX RA
    APPROVED
    Since 2014-12-15

Branch Locations

Dallas, TX • United States

5172 Village Creek Dr Ste 104, Plano, TX 75093-4444 • United States

5172 Village Creek Dr Ste 103, Plano, TX 75093-4444 • United States

1601 Elm St Ste 4350, Dallas, TX 75201 • United States

3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 09/2005 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Brokering; Blue Cross of Tennessee; 06/01/2018; Health. Business Ownership; Seastone Consulting LLC; ; Consulting; 27719 Autumn Terrace Boerne, TX 78006, ,; Not Investment-Related; 02/10/2015; 20 to 39 hours per month; 20 to 39 during trading hours / Geaux Eagles LLC; LLC created to help run our business withanother advisor on our team.; LLC created to help run our business withanother advisor on our team.; 5910 N Central Expressway, Suite 1040, , Dallas, TX, 75206; Investment-Related; 04/01/2022; 1 to 9 hours per month; 0 during trading hours / Seastone Vehicle Holdings LLC; Owner; I am planning to set up an LLC that I will own my car collection in. This LLC will be set up in the state of Montana. It will only be used for the purchase and sale of cars. I will not be a dealer. I will be meeting with an attorney soon to set up the LLC but wanted pre-approval before this meeting. The name will be changed to Seastone Exotics LLC.; 1601 Elm Street, , Dallas, TX, 75021; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours / Seastone Luxury Timepieces LLC.; Owner; This is a watch business, buying and selling luxury time pieces. This is not a brick-and-mortar store, it is done through word of mouth, trading groups, websites such as Grailzee and Chrono24 and Ebay. I am not currently a watch dealer, this is just the purchase and sale of goods. I have an instagram SeastoneLTP, And my website is https://seastonetimepieces.com. None of these will be related to my advisory business.; 5473 Blair Road, Suite 100, Dallas, TX, 75231; Not Investment-Related; 07/01/2026; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Geaux Eagles LLC; Co-owner; This is the entity in my OBA for Geaux Eagles and I am disclosing this as also outside employment because I am receiving income from the entity for my involvement in operations of the entity for business purposes.; 1601 Elm Street, , Dallas, TX, 75201; Investment-Related; 08/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Geaux Sooners LLC; "Exclusively for my work associated with Ameriprise Business"; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 02/28/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-10
S63 Uniform Securities Agent State Law Examination 1995-07-28
  • S65 Uniform Investment Adviser Law Examination
    2003-01-10
  • S63 Uniform Securities Agent State Law Examination
    1995-07-28
Other Names
  • Bj Seastone
  • Brian John Seastone
  • B.J. Seastone
  • Brian John Seastone
  • Bj Seastone

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