Best Investors
Account
Sign in
Best Investors
Account
Sign in
Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-22 |
| OR | RA | APPROVED | 2017-07-05 |
Branch Locations
5300 Meadows Road Suite 250, Lake Oswego, OR 97035-5294 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lake Oswego | OR | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lake Oswego | OR | 11/2016 | 06/2017 |
| Raymond James & Associates, Inc. | Lake Oswego | OR | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-07 |
Reach out to this advisor