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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-30
VT RA APPROVED 2020-11-23
TX RA APPROVED_RES 2016-06-16
CT RA APPROVED 2005-04-21
  • NJ RA
    APPROVED
    Since 2020-11-30
  • VT RA
    APPROVED
    Since 2020-11-23
  • TX RA
    APPROVED_RES
    Since 2016-06-16
  • CT RA
    APPROVED
    Since 2005-04-21

Branch Locations

301 Tresser Blvd, Stamford, CT 06901 • United States

Whittingham, VT • United States

Teaneck, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 04/2005 Present
Bank Of America, Na Garden City NY 04/2005 Present
Previous Registrations
  • 2004-05-03 → 2005-04-13
    Chase Investment Services Corp.
    New York, NY
Other Businesses

I*120410For profit or not for profit: Non-Profit OrganizationName of outside business organization: Building One CommunityInvestment related: NAddress of business:Stamford, Connecticut 06902Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 1/29/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: B1C helps immigrants become self-sufficient contributors to the community. Its mission is to bring passionate people together to help immigrants and their families to succeed in the community. I will help the board with event planning and fundraisingI*458428 Entity Type Charitable Name of OBA:Building One Community Address:Stamford,CT,06902 Investment Related:no Position, Title, Association: Committee,Board MemberEmployee Start Date:02/05/2024 No Hours:MONTHLY No Hours during trading:0 Duties:B1C helps immigrants become self-sufficient contributors to the community. Its mission is to bring passionate people together to help immigrants and their families to succeed in the community. I will help the board with event planning and fundraisingI*1964284Entity CharitableName of OBA: Ferguson LibraryAddress: Stamford, Connecticut, 06904Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/10/2024No Hours: 16No Hours during trading: 1Duties: As a member of the Citizen Advisor committee, I can help Advocate for the Library in the community and generously support programming and collections through membership fees, donations and revenue raised through their award-winning book shops.I*: 2246271Entity Type: Rental Property Name of OBA: Rental Property 1Address: Mount Snow, VT 05356Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 03/17/2025Number of Hours: 0Number of Hours during trading: 0Duties: Co-owner of rental property I*3194265 Entity Type: N/A Name of OBA: Rental Property 2 Address: Punta Cana, Higuey, Dominican Republic Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/20/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-26
S65 Uniform Investment Adviser Law Examination 1996-02-13
S63 Uniform Securities Agent State Law Examination 1995-09-11
  • S66 Uniform Combined State Law Examination
    2004-04-26
  • S65 Uniform Investment Adviser Law Examination
    1996-02-13
  • S63 Uniform Securities Agent State Law Examination
    1995-09-11
Other Names
  • Arisleyda Maldonado
  • Arisleyda C Maldonado

View on SEC IAPD

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