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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-11-30 |
| VT | RA | APPROVED | 2020-11-23 |
| TX | RA | APPROVED_RES | 2016-06-16 |
| CT | RA | APPROVED | 2005-04-21 |
Branch Locations
301 Tresser Blvd, Stamford, CT 06901 • United States
Whittingham, VT • United States
Teaneck, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 04/2005 | Present |
| Bank Of America, Na | Garden City | NY | 04/2005 | Present |
I*120410For profit or not for profit: Non-Profit OrganizationName of outside business organization: Building One CommunityInvestment related: NAddress of business:Stamford, Connecticut 06902Nature of business: Charitable Organization,Position, title, association: , Start date of relationship: 1/29/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: B1C helps immigrants become self-sufficient contributors to the community. Its mission is to bring passionate people together to help immigrants and their families to succeed in the community. I will help the board with event planning and fundraisingI*458428 Entity Type Charitable Name of OBA:Building One Community Address:Stamford,CT,06902 Investment Related:no Position, Title, Association: Committee,Board MemberEmployee Start Date:02/05/2024 No Hours:MONTHLY No Hours during trading:0 Duties:B1C helps immigrants become self-sufficient contributors to the community. Its mission is to bring passionate people together to help immigrants and their families to succeed in the community. I will help the board with event planning and fundraisingI*1964284Entity CharitableName of OBA: Ferguson LibraryAddress: Stamford, Connecticut, 06904Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/10/2024No Hours: 16No Hours during trading: 1Duties: As a member of the Citizen Advisor committee, I can help Advocate for the Library in the community and generously support programming and collections through membership fees, donations and revenue raised through their award-winning book shops.I*: 2246271Entity Type: Rental Property Name of OBA: Rental Property 1Address: Mount Snow, VT 05356Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 03/17/2025Number of Hours: 0Number of Hours during trading: 0Duties: Co-owner of rental property I*3194265 Entity Type: N/A Name of OBA: Rental Property 2 Address: Punta Cana, Higuey, Dominican Republic Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/20/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-26 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-11 |
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