Troy Matthew Toups

Current Employers

Employment History

• 11/2015 → Present
  Lpl Financial, Llc
  Destrehan, LA
• 11/2015 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Destrehan, LA

Previous Registrations

• 2015-01-28 → 2015-11-18
  Capital One Advisors, Llc
  Seattle, WA
• 2012-02-07 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
  Laplace, LA

Other Businesses

1. 11/17/2015 - Toups Wealth Management - INV REL - 110 Avenue of Oaks Destrehan, LA 70047 - DBA for LPL Business (entity for LPL business) - START 11/09/2015 - 100% TIME SPENT 2. 11/17/2015 - Historic Holdings LLC - INV REL - Business Entity For Tax/Investment Purposes Only - Shell Account for Uptown Gas Station and Uptown Car Wash 3. 12/01/2015 - GWM Advisors, LLC - INV REL - 110 Avenue of Oaks Destrehan, LA 70047 - Registered Investment Advisor DBA - START 10/27/2015 - 100% TIME SPENT - IAR 4. 3/6/2018 - Toups Wealth Management - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:11/12/2015 - 100 Hour(s) Per Month/75 Hour(s) During Trading. 5. 6/13/2018 - AIM Systems - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:10/05/2017 - 1 Hours Per Month/0 Hours During Trading. 6. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/02/2015 - 60 Hours Per Month/12 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 11/2015. I expect to spend approximately 60 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2012-02-06
• S63 Uniform Securities Agent State Law Examination
  2006-08-10