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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-11-02 |
| IL | RA | APPROVED | 2006-01-13 |
Branch Locations
3000 Woodcreek Dr Ste 210, Downers Grove, IL 60515-5401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco Private Ledger) | Downers Grove | IL | 01/2006 | Present |
1. 09/19/2005 - Rueth, Rosenblume & Kuehl Private Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/03/2006 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - 2% of Time Spent. 3. 05/25/2011 - 3000 Woodcreek LLC - Inv Related - Real Estate Rental - 1% of Time Spent . 4. 05/08/2024 - Sound Investment Group, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/29/2024 - 160 Hrs/Mo; 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-24 |
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