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1010 Grand 3Rd Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-05-22 |
Branch Locations
4200 W 115Th St - #100, Kansas City, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb Financial Corp | Kansas City | MO | 02/2003 | Present |
| Umb Private Wealth Management, Llc | Kansas City | MO | 05/2026 | Present |
UMB Bank N.A., investment related, 1010 Grand Blvd -3rd FL, Kansas City, MO 64106, Investment Management, Director of Portfolio Management, 2/2003, 160 hours per month; 140 hours per month during trading time (insert duties here)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-06 |
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