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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| MA | RA | APPROVED | 2007-12-12 |
Branch Locations
540 Main Street Suite 16A, Hyannis, MA 02601 • United States
1 Van De Graaff Drive Suite 500, Burlington, MA 01803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axial Financial Group | Hyannis | MA | 03/2006 | Present |
| Commonwealth Financial Network | Waltham | MA | 03/2006 | Present |
1. Fixed insurance sales; as of 4/26/2012; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner and Managing Principal - Cape Cod, Axial Capital Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 04/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-23 |
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